rule 14b-1(c) ????
Thread Starter
Racer
Joined: May 2004
Posts: 286
Likes: 1
From: miami fl
rule 14b-1(c) ????
Under rule 14b-1(c) of the Securities Exchange Act, we are required to disclose to an issuer the name, address, and securities position of our customers who are beneficial owners of that issuer's securities unless the customer objects. Please check here if you do NOT want ownership disclosed.
i am trying to sign up for choictrade online and i dunno if i should reject or accept this
please help
thanks
Tuxedo Cat
Joined: May 2004
Posts: 739
Likes: 0
From: Venice Beach
As I said to you privately, they're just asking you if it's OK that they provide your contact information to the companies you invest in. In practice, it's fairly pointless, as most companies will use the brokerage or clearing agent to contact you with proxies and other information. Some companies will try to lobby their shareholders at some times, but it's rare.
I wouldn't worry about it either way, and probably would go with disclosure.
I wouldn't worry about it either way, and probably would go with disclosure.
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